RiverFront Investment Group

1214 E Cary St
Richmond, VA 23219
(804) 549-4800
(866) 583-0744

Articles by RiverFront Investment Group

Pete Quinn
President & CEO

Pete Quinn

Pete serves as President and Chief Operating Officer for RiverFront, bringing over 32 years of industry experience to his role leading the organization. In addition, he serves on the firm’s Executive Committee and is Chairman of the Operating Committee.

Pete spent the majority of his career at Wachovia Securities and its predecessor firms, lastly serving as President of the Private Client Group, where he ran the retail branch network. He worked in all areas of the firm, including capital markets, asset management and retail brokerage. Pete served as President of Mentor Investment Group, the asset management arm of the firm. Pete earned a BS in Accounting from The College of William & Mary and an MBA from the University of Richmond. He later served as an adjunct faculty member in the Robins School of Business at the University of Richmond, teaching an undergraduate class in finance.

Rod Smyth
Director of Investments

Rod Smyth

As Chief Investment Strategist, Rod is responsible for developing and communicating RiverFront’s investment views to our clients. Rod brings more than 30 years of global investment experience to support both our investment process and business development efforts. He serves on the firm’s Executive and Operating Committees, where he focuses on the strategic direction of the firm and its culture.

Rod, an Irishman, has lived, worked, and invested in Europe, Asia and North America during his tenure in the investment business. From 1982 to 1995, he was based in Europe as a global portfolio manager and in Asia as the investment strategist for a leading British investment bank.

In 1995, Rod moved to Richmond to work for Wachovia Securities and its predecessor firms where he combined both roles serving as the firm’s Chief Investment Strategist for eight years and as portfolio manager for its Global Asset Allocation portfolios. Rod is also the current Chairman of the Investment Advisory Committee for the $60 bil Virginia State Retirement System.

Rod is a regular guest on the financial news channels (CNBC, Fox Business and Bloomberg) and is frequently quoted in the financial press.

Rod earned an MA in Economics from Dundee University in Scotland.

Doug Sandler
Global Strategist

Doug Sandler

Doug serves as Chief US Equity Officer, bringing more than 20 years of investment experience to the equity team. In addition, he serves on the firm’s Operating Committees. Prior to launching RiverFront, Doug served as Managing Director and Chief Equity Strategist at Wachovia Securities, where he was responsible for all equity advice of the firm. He led a team of talented and experienced portfolio managers and strategists, whose goal was to provide independent and sound equity recommendations. The work of his team included actively managed portfolios, weekly investment pieces and the regular monitoring of widely held positions of the firm's clients. Doug is also a regular guest on the financial news channels (CNBC, Bloomberg) and is frequently quoted in the financial press. Doug earned a BS in Accounting and an MBA from the University of Richmond, graduating with honors. He received his CFA designation in 1997.

Chris Konstantinos, CFA
Chief Investment Strategist

Chris Konstantinos

Mr. Konstantinos, CFA, serves as Chief Investment Strategist and Director of International Equity, with more than 17 years’ experience as an equity sector analyst, portfolio manager, and portfolio risk manager across domestic and international markets. In addition, he serves on the firm’s Leadership Team and Investment Committee.

Mr. Konstantinos has been with RiverFront since the company’s founding in 2008. He began his career in 2000 as a corporate finance analyst in the Technology sector at a predecessor to Wachovia Securities. He joined Wachovia’s Advisory Services Group in 2002 as an equity strategist, and worked in various capacities within equity strategy and portfolio management until his departure in 2008.

Mr. Konstantinos earned his BS in Business Administration from the Kenan-Flagler School of Business at the University of North Carolina at Chapel Hill. Mr. Konstantinos received his CFA designation in 2013 and is a member of CFA Virginia Society. He has successfully completed the FINRA Series 7, 66, 86 and 87 licensing exams. Mr. Konstantinos is also a regular guest on the financial news channels (CNBC, Bloomberg) and is frequently quoted in the financial press.

Kevin Nicholson, CFA
Chief Market Strategist

Kevin Nicholson

Kevin serves as Chief Market Strategist and COO of the RiverShares Division and is responsible for raising and deploying cash in the portfolios, as well as determining which asset classes to use as funding or investment sources when making the tactical allocation decisions in the RiverFront strategies.

Kevin's career has spanned over 25 years and during that time he has served in various capacities in trading, portfolio management and risk management.  He joined RiverFront in 2010 and served as the senior Fixed Income Portfolio Manager for 2 years and the Chief Risk Officer for 4 years.  In his role as Chief Market Strategist, his primary responsibility is implementing the tactical asset allocation shifts in the firm’s strategies. In addition, Kevin serves on the firm’s Investment Committee as well as the Senior Leadership Team.  He is also a regular guest on financial news channels (CNBC, Bloomberg) and is frequently quoted in the financial press.

Kevin earned a BA in Business and Economics from Randolph-Macon College and an MBA from Virginia Commonwealth University.  He earned his CFA designation in 2014.

More Articles

2020 Outlook Summary: Still Climbing

2020 Outlook Summary: Still Climbing

By Riverfront Investment Group Today’s Weekly View represents a summary companion to our recently released 2020 Outlook. Investors may be dizzy…

Fourth Quarter Ends With A Bang

Fourth Quarter Ends With A Bang

By Riverfront Investment Group Q4 2019: Taking away the ‘worst case scenario’ discount: Equity markets hate uncertainty and will assign what…

Why Investors Should Be Thankful

Why Investors Should Be Thankful

BE GRATEFUL FOR SCARY HEADLINES, SLOW GROWTH, AND THE VALUE OF ADVICE By Riverfront Investment Group Thanksgiving is a time to…

US Trade Strategy: The Art of Chaos

US Trade Strategy: The Art of Chaos

By RiverFront Investment Management The Trump administration has made tackling trade disparity one of its highest priorities. The approach has been…

This is Why We’ve Been Drinking Water

This is Why We’ve Been Drinking Water

By RiverFront Investment Management ‘Drinking water’ means: Avoiding highly valued stocks Avoiding highly indebted companies Lowering portfolio risk Ensuring risk management…

U.S. Recession Still Not In Sight

U.S. Recession Still Not In Sight

By RiverFront Investment Management The heat has been turned up across the country as temperatures reached triple digits and more pressure…

Navigating Uncertain Seas

Navigating Uncertain Seas

By Doug Sandler, Chris Konstantinos & Rod Smyth, RiverFront Investment Group Sometimes, despite the most favorable predictions, an unexpected storm can…

Investing involves risk including the risk of loss of principal. ETFs trade like stocks, are subject to investment risk, fluctuate in market value and may trade at prices above or below the ETFs’ net asset value. Brokerage commissions and ETF expenses will reduce returns.

SPDR® S&P 500® ETF Trust is an exchange traded fund structured as a unit investment trust listed on NYSE Arca, Inc., and seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the S&P 500® Index.

Standard & Poor’s®, S&P® and SPDR® are registered trademarks of Standard & Poor’s Financial Services LLC, a division of S&P Global ("S&P"); Dow Jones is a registered trademark of Dow Jones Trademark Holdings LLC (Dow Jones); and these trademarks have been licensed for use by S&P Dow Jones Indices LLC (SPDJI) and sublicensed for certain purposes by State Street Corporation. State Street Corporation’s financial products are not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates and third party licensors and none of such parties make any representation regarding the advisability of investing in such product(s) nor do they have any liability in relation thereto, including for any errors, omissions, or interruptions of any index.

Distributor: State Street Global Advisors Funds Distributors, LLC, member FINRA, SIPC, an indirect wholly owned subsidiary of State Street Corporation. References to State Street may include State Street Corporation and its affiliates. Certain State Street affiliates provide services and receive fees from the SPDR ETFs. ALPS Distributors, Inc., member FINRA, is distributor for SPDR S&P 500, SPDR S&P MidCap 400 and SPDR Dow Jones Industrial Average, all unit investment trusts. ALPS Portfolio Solutions Distributor, Inc., member FINRA, is distributor for Select Sector SPDRs. ALPS Distributors, Inc. and ALPS Portfolio Solutions Distributor, Inc. are not affiliated with State Street Global Advisors Funds Distributors, LLC.

None of State Street Corporation, State Street Global Advisors, SSGA Funds Management, Inc. or any of their affiliates or subsidiaries (“State Street”) are affiliated with ETF Trends or any ETF Strategist. However, State Street may enter into, and may have entered into, certain marketing arrangements with one or more ETF Strategists, including arrangements relating to SPDR® ETFs. State Street does not endorse any ETF Strategist and disclaims any liability associated with any ETF Strategist.

Before investing, consider the funds' investment objectives, risks, charges and expenses. To obtain a prospectus or summary prospectus which contains this and other information, call 1-866-787-2257 or visit www.spdrs.com. Read it carefully.

To learn more about being profiled on the ETF Trends ETF Strategist Channel, please email tlydon@ETFtrends.com.