VIRTUAL EVENTS
Seeking high monthly income and tax efficiency in today’s markets
In an environment marked by persistent volatility, evolving interest rate expectations, and rising demand for portfolio income, advisors face growing pressure to generate reliable cash flow for income-focused clients. Traditional income strategies often fall short—not only in terms of yield but also in their ability to deliver meaningful after-tax results.
Don’t miss this opportunity to hear from NEOS Investments, winner of the 2025 ETF.com Award for “Best New Active ETF” and a finalist for “ETF Issuer of the Year.” This timely discussion will explore how options-based ETFs are reshaping income generation and gaining traction in modern portfolio construction.
As pioneers in the options-based ETF space, the NEOS team brings a distinct perspective on how to evaluate and implement strategies in this rapidly evolving segment of the market.
SUMMARY
What we'll cover
- How volatility and shifting interest rates may create new opportunities for income-oriented strategies
- Why tax efficiency is essential when building portfolios for income-focused clients
- How options-based ETFs seek to generate differentiated sources of income while reducing exposure to traditional market risks
- A closer look at NEOS ETFs designed to deliver monthly income and tax efficiency, and how to integrate them into client portfolios
This program is accepted for one hour of continuing education (CE) credit by the Certified Financial Planner Board of Standards for the CFP® designation, The Investment and Wealth Institute for CIMA®, CPWA®, RMA®, and CIMC designations, The ETF Institute for the CETF® designation and The American College of Financial Services.
CFA Institute members are encouraged to self-document their continuing professional development activities in their online CE tracker.
SPEAKERS
Troy Cates
Co-Founder, Managing Partner & Portfolio ManagerNEOS Investments
Garrett Paolella
Co-Founder, Managing Partner & Portfolio ManagerNEOS Investments
Todd Rosenbluth
Head of ResearchVettaFi
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Important Disclosures
Investors should carefully consider the investment objectives, risks, charges and expenses of Exchange Traded Funds (ETFs) before investing. To obtain an ETF’s prospectus containing this and other important information, please call (866) 498-5677 or view/download a prospectus for each fund at https://neosfunds.com. Please read the prospectus carefully before you invest.
An investment in NEOS ETFs involve risk, including possible loss of principal. The equity securities purchased by the Funds may involve large price swings and potential for loss.
The use of derivative instruments involves risks different from, or possibly greater than, the risks associated with investing directly in securities and other traditional investments. These risks include (i) the risk that the counterparty to a derivative transaction may not fulfill its contractual obligations; (ii) risk of mispricing or improper valuation; and (iii) the risk that changes in the value of the derivative may not correlate perfectly with the underlying asset, rate or index. Derivative prices are highly volatile and may fluctuate substantially during a short period of time. The use of leverage by the Fund, such as borrowing money to purchase securities or the use of options, will cause the Fund to incur additional expenses and magnify the Fund’s gains or losses. The earnings and prospects of small and medium sized companies are more volatile than larger companies and may experience higher failure rates than larger companies. Small and medium sized companies normally have a lower trading volume than larger companies, which may tend to make their market price fall more disproportionately than larger companies in response to selling pressures and may have limited markets, product lines, or financial resources and lack management experience. The funds are new with a limited operating history.
The information on this website does not constitute investment advice or a recommendation of any products, strategies, or services. Investors should consult with a financial professional regarding their individual circumstances before making investment decisions. NEOS Funds or its affiliates, nor Foreside Fund Services, LLC, or its affiliates accept any responsibility for loss arising from the use of the information contained herein.
NEOS ETFs are distributed by Foreside Fund Services, LLC.
For financial professional / institutional use only.