WEBCASTS
Lower rates? Seek higher income!
A falling interest rate environment may create many unique challenges for income seeking investors. Options-based ETFs could be a viable solution, but it’s important to find the right options-based ETF to meet your portfolio’s needs.
Join the pioneers in the options-based ETF space from NEOS Investments for an educational webcast that explores the key considerations when choosing options strategies.
SUMMARY
Topics will include:
- How to generate income from options-based ETFs that could be less sensitive to falling interest rates
- The importance of tax efficiency within income-focused investments
- Considerations to keep in mind when evaluating different options-based ETFs
This program is accepted for one hour of continuing education (CE) credit by the Certified Financial Planner Board of Standards for the CFP® designation, The Investment and Wealth Institute for CIMA®, CPWA®, RMA®, and CIMC designations, and the American College of Financial Services.
CFA Institute members are encouraged to self-document their continuing professional development activities in their online CE tracker.
SPEAKERS
Troy Cates
Co-Founder, Managing Partner and Portfolio ManagerNEOS Investments
Garrett Paolella
Co-Founder, Managing Partner and Portfolio ManagerNEOS Investments
Todd Rosenbluth
Head of ResearchVettaFi
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Important Disclosures
This complimentary webcast is for financial professionals only and is closed to the public.
Investors should carefully consider the investment objectives, risks, charges and expenses of Exchange Traded Funds (ETFs) before investing. To obtain an ETF’s prospectus containing this and other important information, please call (866) 498-5677 or visit https://neosfunds.com. Please read the prospectus carefully before you invest.
An investment in NEOS ETFs involves risk, including possible loss of principal. The equity securities purchased by the Funds may involve large price swings and potential for loss.
The use of derivative instruments involves risks different from, or possibly greater than, the risks associated with investing directly in securities and other traditional investments. These risks include (i) the risk that the counterparty to a derivative transaction may not fulfill its contractual obligations; (ii) risk of mispricing or improper valuation; and (iii) the risk that changes in the value of the derivative may not correlate perfectly with the underlying asset, rate or index. Derivative prices are highly volatile and may fluctuate substantially during a short period of time. The use of leverage by the Fund, such as borrowing money to purchase securities or the use of options, will cause the Fund to incur additional expenses and magnify the Fund’s gains or losses. The earnings and prospects of small and medium sized companies are more volatile than larger companies and may experience higher failure rates than larger companies. Small and medium sized companies normally have a lower trading volume than larger companies, which may tend to make their market price fall more disproportionately than larger companies in response to selling pressures and may have limited markets, product lines, or financial resources and lack management experience. The funds are new with a limited operating history.
The information on this website does not constitute investment advice or a recommendation of any products, strategies, or services. Investors should consult with a financial professional regarding their individual circumstances before making investment decisions. NEOS Investments or its affiliates, nor Foreside Fund Services, LLC, or its affiliates accept any responsibility for loss arising from the use of the information contained herein.
NEOS ETFs are distributed by Foreside Fund Services, LLC