The SEC to Enact Change: What is Amendment 12?
The SEC put circuit breaker rules into effect with Amendment 12 to enact change. On Nov. 20, 2018, Amendment 12 will go…
SEC
SEC Halts Quadruple-Leveraged ETF Approval Process
The Securities and Exchange Commission is reconsidering its initial approval of the first-of-its-kind, quadruple-leveraged exchange traded funds designed to provide four times…
New SEC Rule Could Allow More Orderly ETF Trades in Volatile Open
In an attempt to obviate another mini-flash-crash scenario in the equities market and stock exchange traded funds, the U.S. Securities and Exchange…