Serving the Ultra High Net Worth Client - Insights and Opportunities

High-net-worth (HNW) and ultra-high-net-worth (UHNW) individuals and families have unique standards. They’re highly educated, sophisticated investors who seek trust, transparency, and a custom approach with their advisors. The independent Registered Investment Advisor (RIA) model allows investment advisors to serve clients’ best interests out the gate. The result? RIA firms reap the benefits of investor-first strategies.

Join VettaFi for a special webcast, Serving the Ultra High Net Worth Client - Insights and Opportunities, to hear stories from successful advisors serving the ultra-wealthy.

June 21, 2023
10am PT | 1pm ET
1 CE Credit
Already Registered? Click here »


Topics will include:

  • How the RIA model is well-positioned to serve the ultra-wealthy
  • Technology that can help advisors effectively serve their most important client
  • How to create the ideal client experience
  • Best practices for winning this segment

Accepted for one hour of CFP/IWI/The American College Board CE credit for live and on-demand attendees

CFA Institute members are encouraged to self-document their continuing professional development activities in their online CE tracker.


Paul Ferguson

Managing Director, Relationship Management
Schwab Advisor Services™

Ash Chopra

Founder and CEO
Syon Capital

Kelly Maregni


Tom Lydon

Vice Chairman

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Important Disclosures

This complimentary webcast is for financial professionals only and is closed to the public.

Syon Capital and Pathstone are clients of Schwab and were not compensated for their comments. The experience described may not be the experience of all clients and is not a guarantee of further performance or success.

The above mentioned firms and their employees are not affiliated with or employees of Schwab unless otherwise noted. Mention should not be construed as a recommendation, endorsement of, or sponsorship by Schwab.

The views expressed are those of the third party and are provided for informational purposes only.

Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading and
support services of Charles Schwab & Co., Inc. [(“Schwab”)], member SIPC.