Fiduciary Rules - It's About Time, But Are Your Assets Covered?

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By Preston McSwan

Should all investors have transparency into potential Wall Street conflicts and easy access to information about all the fees and incentives that might drive investment recommendations?

Most people I know would answer “yes”, but if you’ve listened to the past year of protests from the investment industry lobby about proposed Department of Labor (DOL) Fiduciary Rules, you might think some in the industry disagree.