Use these numbers when you have a question or concern about an ETF or a trade.
ETF Providers
Dan Ahrens
Executive Vice President and CIO
214-272-0383
da@advisorshares.com
James Carl
Executive Vice President, Business Development
202-268-6767
jc@advisorshares.com
Jeremy Held
Senior Vice President, Director of Research
720-917-0633
jeremy.held@alpsinc.com
North – John Labadini
617-926-1672
Northeast- Marc Jarman
973-214-0881
Mid-Atlantic – Day Thomas
301-260-7242
Southeast – Keith Brennan
703-787-8874
South – Jake Griffith
301-260-0163
North Midwest – Michael Germain
847-516-7026
South Midwest – Brian Dorn
630-858-2993
West – Mason Billock
949-706-9260
1-800-435-4000
For ETF Inquiries:
Reza Abcari
Syndicate Manager
415-667-7755
reza.abcari@schwab.com
Trading Desk
1-877-482-6984
David Botset
Senior VP, ETFs
630-463-4005
dbotset@claymore.com
Derryk Madsen
National Accounts
630-463-4051
dmadsen@claymore.com
Jack Rigert
West Coast, Regional VP
630-463-4112
jrigert@claymore.com
David Root
Associate, Business Development
617-399-8824
Jay McAndrew
National Sales Manager
646-502-8334
John Penney
Investment Manager
646-502-8331
William Rhind
Head of Sales & Marketing
212-918-4973
Joanna Eavef
Operational Manager
405-778-8377
J. Garrett Stevens
CEO
405-778-8377
gstevens@faithshares.com
Joseph Agresto
949-437-4219
joseph.agresto@fmr.com
Dan Waldron
630-517-7792
dwaldron@ftportfolios.com
Sherri Reid
VP, Business Development
215-825-5519
sreid@omgxtus.com
Evelyn Hu
Vice President
212-644-6622
evelyn.hu@globalxfunds.com
West, Central – Brian McGinty
Vice-President
303-470-0598
bmcginty@grailadvisors.com
South – Sean Lynch
Vice-President
773-551-0476
slynch@grailadvisors.com
East – Richard Hendl
Vice-President
978-496-1702
rhendl@grailadvisors.com
Institutional – Mitch Zielezinski
Vice-President
708-784-1460
mzielezinski@grailadvisors.com
Matthew Quiqley
International Wholesaler
720-917-0785
matthew.quigley@alpsinc.com
Julie Abbett
Portfolio Manager
914-697-4934
Distribution Management Team
Anthony B. Davidow, CIMA®
EVP – Head of Distribution
914-481-8398
tdavidow@indexiq.com
Peter Gorman
SVP – Senior Relationship Manager
914-697-4979
pgorman@indexiq.com
Jeff Carlin, CFA
SVP – National Sales Manager
415-608-9589
jcarlin@indexiq.com
Laura McDowell
Key Accounts
914-697-4967
lmcdowell@indexiq.com
West – Jeff Carlin, CFA
National Sales Manager
415-608-9589
jcarlin@indexiq.com
Rebecca Gray
Sales Associate
914-481-8395
rgray@indexiq.com
Central – Kevin Disano, CIMA, CPWA
Regional Director
847-830-9426
kdisano@indexiq.com
Mike Williamson
Sales Associate
914-481-8396
mwilliamson@indexiq.com
South – Peterm Gorman
Relationship Manager
914-697-4979
pgorman@indexiq.com
Laura McDowell
Key Accounts
914-697-4967
lmcdowell@indexiq.com
Northeast- Andrew Cook
Regional Director
978-270-3652
acook@indexiq.com
Peter Moor
Sales Associate
914-481-8397
pmoor@indexiq.com
New York City – Tri State area – Peter Gorman
Relationship Manager
914-697-4979
pgorman@indexiq.com
Laura McDowell
Key Accounts
914-697-4967
lmcdowell@indexiq.com
Elizabeth Deveau
Business Development Associate
415-670-4973
Brian Towns
CIMA(r), Vice President
415-670-4636
Noel Conneely
Regional Sales Associate
888-647-4273
noel.conneely@barclaysglobal.com
Erica Dare
609-356-0800
edare@jetsetfs.com
Daniel Mistretta
203-708-5898
dmistretta@jefferies.com
Glenn Smith
Director, ETF Sales
212-293-2074
Glenn Caldicott
888-204-9833
Gary Pinkston
COO
405-235-5766
gpinkston@gearyco.com
Jeff Suyematsu
Broker-Dealer Sales
800-767-1729 ext. 7360
jsuyematsu@paxworld.com
Michelle Lee Guilmette
Broker-Dealer Services
800-767-1729 ext. 7380
mguilmette@paxworld.com
Tom Gainey
Eastern Division Sales
800-767-1729 ext. 7363
tgainey@paxworld.com
Bob Helmuth
Senior Vice President Stakeholder Relations
800-767-1729 ext. 7364
bhelmuth@paxworld.com
Martha Schuman
Vice President Western Division
805-450-7365
mschuman@paxworld.com
Terry Lilienfield
Western Regional Sales Representative
800-767-1729 ext. 7320
tlilienfield@paxworld.com
Don Suskind
ETF Product Manager
949-720-6420
don.suskind@pimco.com
Taylor Ames
630-868-7145
taylor.ames@powershares.com
Jason Schoepke
Chief Marketing Officer
630-868-7107
jason.shoepke@powershares.com
Jeffery Omdahl
825-689-5276
jomdahl@profunds.com
Jay Verish
Director – Internal Sales
610-981-6227
jay.verish@pacerfinancial.com
Carl Resnick
Manager Director, Portfolio Strategist
310-296-5216
cresnick@sg-investors.com
Kelly Ryan, National Accounts Manager
617-786-3000
Robert Trumbull, ETF Consultant
212-259-3255
Matthew Quigley
Internal Wholesaler
720-917-0785
matthew.quigley@alpsinc.com
Paul Hrabal
President, CIO
866-663-3863 ext. 465
paul@usone.com
Ryan Chaplinski, Sales Executive
480-713-4386
Rick Genoni, ETF Product Manager
610-669-6758
Gregory Sabol, Financial Advisor Services Group
800-997-2798
David Abner
Director of Institutional ETF Sales and Trading
917-267-3773
Ross Newman
Institutional ETF Sales
917-267-3772
Greg Nicolls
Regional Associate
212-918-4751
Broker-Dealer Sales Team
Pacific North – Jamie Denitto
Regional Director
415-990-1493
jdenitto@wisdomtree.com
Pacific South – Jason Williams
Regional Director
310-318-8076
jwilliams@wisdomtree.com
Midwest – Alisa Maute
Regional Director
312-526-3951
amaute@wisdomtree.com
Southwest – Brian Goodmond
Regional Associate
917-267-3701
bgoodmond@wisdomtree.com
Northeast – Reed Williams
Regional Director
781-665-3222
rwilliams@wisdomtree.com
New York Metro – Andrew Cohen
Regional Associate
917-267-3705
acohen@wisdomtree.com
Mid-Atlantic – Dan Doischen
Regional Director
301-515-3163
ddoischen@wisdomtree.com
Southeast – Brian Goodmond
Regional Associate
917267-3701
bgoodmond@wisdomtree.com
Registered Investment Advisor Sales Team
West – Morgan Lee
Regional Director
925-949-8084
mlee@wisdomtree.com
Central – Will Abbott
Regional Director
303-377-6440
wabbott@wisdomtree.com
Northeast – Greg Nicolls
Regional Director
917-267-3723
gnicolls@wisdomtree.com
East – Chris Murray
Regional Director
609-641-2580
cmurray@wisdomtree.com
RIA Internal Sales Team
RIA – Central
Matthew Brewer
Senior Regional Associate
917-267-3745
mbrewer@wisdomtree.com
RIA – West
Jason Taylor
Regional Associate
917-267-3722
jtaylor@wisdomtree.com
RIA – Northeast/East
Ryan Clark
Regional Associate
917-267-3778
rclark@wisdomtree.com
Brokerages
1-800-435-4000
For ETF Inquiries:
Reza Abcari
Syndicate Manager
415-667-7755
reza.abcari@schwab.com
Trading Desk
1-800-711-5503
Joseph Agresto
9490437-4219
joseph.agresto@fmr.com
1-800-619-7283, ext. 3178
800-669-3900, ext. 4301
ETF Distributors
Foreside Financial
Christopher Lanza
Managing Director, ETF Services
207-553-7145
clanza@foreside.com
Alternate Liquidity Providers
StreetOne Financial is another alternate liquidity provider that not only helps advisors get their trades executed efficiently, but they go the extra mile to work with RIAs and portfolio managers to assist them in finding the ETF that gives the exposure they’re seeking, as well as provide daily technical market commentary and actionable ETF trade ideas. Contact StreetOne at 855-713-3837 or email Paul Weisbruch at pweisbruch@streetonefinancial.com.
WallachBeth is an agency broker-dealer that sources liquidity by linking up institutional clients with an expansive liquidity network, who compete for the orders that cross their desk. The winner is the corresponding best bid or offer. The company’s ETF desk was formed out of a desire to quell growing advisor fear and misconceptions about certain ETFs.
Contact either Scott Saunders or Andrew McOrmond, Managing Directors of ETF Sales and Trading, at WallachBeth at (646) 237-8588.
David Abner, Director of Institutional ETF Sales and Trading
917-267-3773
Greg Nicolls, Regional Associate
212-918-4751
NASDAQ will supply liquidity providers to anyone who needs one. For more information, advisors can write to omxlistings@nasdaqomx.com.
If you are a broker, alternate liquidity provider or an ETF provider who would like your trading desk information listed here, please leave a comment below or send us an email.